摘要: A three-legged option strategy, often used in forex trading, that can provide a hedge against the undesired movement of an underlying asset. A seagull option is structured through the purchase of a ca[阅读全文:]
摘要: An obsolete Securities and Exchange Commission (SEC) form that was submitted in lieu of a 10-K405 when a company changed its fiscal year-end. SEC Form 10-KT405, and the 10-K405, were used by the SEC p[阅读全文:]
摘要: The right of a forward contract seller to choose some of the specifications of a commodity to be delivered. The choices about the delivered commodity's quality and delivery specifications must fit am[阅读全文:]
摘要: 1. An individual or entity that exchanges any type of good or service in return for payment.
2. In the option market, the seller is the investor who collects a premium from the buyer in return [阅读全文:]
摘要: A short-term option on a futures contract in which the underlying expires in a forward month. In a serial option, the option expires before the underlying comes to maturity. Exercising the option plac[阅读全文:]
摘要: A securities license entitling the holder to sell commodities or futures contracts.
The Series 3 exam is administered by the Financial Industry Regulatory Athority (FINRA) and covers top[阅读全文:]
摘要: An exam offered by the Financial Industry Regulatory Authority (FINRA) for financial professionals seeking to become licensed options representatives for a FINRA-member broker/dealer or principal.
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摘要: A securities license entitling the holder to supervise options sales personnel and compliance issues. Before taking the Series 4 exam, you must have your Series 7 license.
The Series 4 e[阅读全文:]
摘要: A new swap that undoes the effects of an existing swap (a type of derivative that involves the exchange of cash flow streams). A reverse swap is one of several ways to undo a swap. Other options for u[阅读全文:]