SEC Form 10-KT405
An obsolete Securities and Exchange Commission (SEC) form that was submitted in lieu of a 10-K405 when a company changed its fiscal year-end. SEC Form 10-KT405, and the 10-K405, were used by the SEC prior to 2003. The form was used when a company was not punctual in filing a Form 4 (or similar Form 3 or Form 5) disclosing its insider trading activities.
Guidelines for reporting insider trading activity is covered under Section 16 of the Securities Exchange Act. SEC Forms 10-K405 and 10-KSB405 were eliminated after it was determined that the use of forms was inconsistent and unreliable. The form is no longer accepted by the EDGAR system.
Guidelines for reporting insider trading activity is covered under Section 16 of the Securities Exchange Act. SEC Forms 10-K405 and 10-KSB405 were eliminated after it was determined that the use of forms was inconsistent and unreliable. The form is no longer accepted by the EDGAR system.
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