摘要: A rule created by the Financial Industry Regulatory Authority (FINRA) to protect individual investors from conflicts of interest that may arise when brokerage firms and mutual funds collaborate.
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摘要: The time period for which a limited partnership expects to hold a specific asset. A firm will disclose its anticipated holding period on assets through its prospectus. After the specified time period,[阅读全文:]
摘要: The fee that is paid to a financial advisor for recommending a load mutual fund based on the needs and time-frame of an investor. Fees differ according to the class of mutual fund shares, and are paid[阅读全文:]
摘要: 1. The person or company responsible for making investments on behalf of, and/or providing advice to, investors.
2. In the context of the mutual fund business, an advisor, also known as an inv[阅读全文:]
摘要: The actual expense paid by mutual fund investors. The after reimbursement expense ratio is calculated by subtracting any reimbursements made to the fund by the management and contractual fee waivers f[阅读全文:]
摘要: A mutual fund that attempts to achieve the highest capital gains. Investments held in these funds are companies that demonstrate high growth potential, usually accompanied by a lot of share price vola[阅读全文:]
摘要: A no-load mutual fund that is allowed to use fund assets to pay for its distribution costs. The 12B-1 plan mutual fund is an alternative to paying the sales fees encountered in loaded funds.[阅读全文:]
摘要: A mutual fund that has long positions and short positions in its portfolio. Specifically, in a 130/30 mutual fund, the fund is long 100% of its assets, and in addition it shorts 30% of the value portf[阅读全文:]
摘要: The return that an asset achieves over a certain period of time. This measure looks at the appreciation or depreciation (expressed as a percentage) that an asset - usually a stock or a mutual fund - a[阅读全文:]
摘要: 1. A general financial strategy in which an investor attempts to build the value of his or her portfolio to a desired size.
2. In the context of mutual funds, a formal arrangement in which an i[阅读全文:]