摘要:
A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers[阅读全文:]
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A type of serious white-collar crime in which a person or company, such as a stockbroker, brokerage firm, corporation or investment bank, misrepresents information that investors use t[阅读全文:]
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The former name of a regulatory body consisting of the National Association of Securities Dealers and the New York Stock Exchange Regulation. The Securities Industry Regulatory Authori[阅读全文:]
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When a brokerage lends securities owned by its clients to short sellers.
Taobiz explains Securities Lending
This allows brokers to create addition[阅读全文:]
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A financial professional who studies various industries and companies, providing research and valuation reports, and making buy, sell, and hold recommendations.
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An instrument representing ownership (stocks), a debt agreement (bonds) or the rights to ownership (derivatives).
Taobiz explains Security
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A class of exchange-traded fund that invests in the stocks and securities of a specific sector, typically identified in the fund title. Most sector ETFs focus on U.S.-based sto[阅读全文:]
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A stock mutual, exchange-traded or closed-end fund that invests solely in businesses that operate in a particular industry or sector of the economy. Because the holdings of this type o[阅读全文:]
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The action of a mutual fund or portfolio manager shifting investment assets from one sector of the economy to another.
Taobiz explains Sector Ro[阅读全文:]
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A form of liquidity that is part of an initial public offering when shares are distributed to both retail and institutional players. These secondary parties may then sell the security [阅读全文:]